Deep Dive Into Examination Findings Seminar

If you are not a KBA member, please contact Jamie Hampton at jhampton@kybanks.com for the possibility of attending at a non-member rate.

Online registrations are followed up with an email confirmation. Once an online registration is started you must click proceed to check-out and then click submit to finalize the registration. Registrants can view events they are registered for by using the MyKBA link on https://www.kybanks.com.

Have you ever had a hard time navigating through regulatory guidance? Do you have a hard time navigating regulatory expectations? This course is uniquely designed to aid bankers in navigating the regulatory landscape. 

This one-day program will take an in-depth look at errors currently cited at examinations. This program is designed to dissect examination issues, determine root causes and associated risks, explore any guidance or regulations governing the area, and detail best practices that can be tailored to your institution. This one-day program will explore 2-3 examination issues and may include case studies of how issues have affected financial institutions. Topics will differ year-to-year and will be published on the website prior to the event. 

Benefits from Attending
• Stay attuned to regulatory issues
• Develop the ability to break down regulatory guidance
• Gain valuable insight into what examiners are looking at during examinations.
• Lessons learned from institutions that have had regulatory recommendations.  
• Develop an understanding of root causes of issues and best practices to safeguard from issues creeping up at your institution. 

Who Should Attend
• Employees of all areas of the institution. 
• Executives
• Those charged with addressing examination findings.
• Internal auditors

About the Venue
Nestled in the heart of the Bluegrass Region the Origin Hotel is conveniently located in Lexington’s The Summit at Fritz Farm and is closely surrounded by shops and restaurants. 


Click here for hotel room block information, and discounted room rate.

Event Brochure

When
3/4/2026 9:00 AM - 4:00 PM
Eastern Standard Time
Where
Origin Hotel 4174 Rowan Lexington 40517
Spots available
Registration
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About the Speaker(s)



Mrs. Jessie Southworth
Kentucky Bankers Association

Jessie serves as the Director of Education with the Kentucky Bankers Association. She has an extensive background in bank regulation and spent over 10 years with the Kentucky Department of Financial Institutions where she served as a field examiner, case manager, training coordinator and acting bank branch manager. In that position she examined bank and credit unions BSA programs, and reviewed examination findings. She spent five years as an instructor with the Conference of State Bank Supervisors conducting BSA/AML trainings training financial institution examiners from across the country.


Education Alliance Cancellation Policy
 Substitutions are always welcome and encouraged. All cancellations and substitutions request must be submitted in writing prior to the event.

KBA Seminar Registrations can cancel 30 days prior to the event date and receive a full refund. Cancellations received between 29 days and 10 days prior to the event will be charged a $50 processing fee. There will be no refund for cancellations received less than 10 days prior to the event.

KBA Schools Applicants can withdraw from a KBA School 10 days prior to the 1st day of the school for a refund minus a $150 cancellation fee. There is no refund if an applicant withdraws after the deadline or if applicant fails to attend the school, with the exception of extenuating circumstances. Due to commitments and expenses we cannot reverse, such as: handouts, food, beverages, room rentals, speaker fees, etc.; even extenuating circumstances will require partial refunds because of these expenses.