Internal Audit Seminar Virtual Program

If you are not a KBA member, please contact Jamie Hampton at jhampton@kybanks.com for the possibility of attending at a non-member rate.

Online registrations are followed up with an email confirmation. Once an online registration is started you must click proceed to check-out and then click submit to finalize the registration. Registrants can view events they are registered for by using the MyKBA link on https://www.kybanks.com.


Overview of the Internal Audit Program
This session will cover the fundamentals related to the structure of an internal audit program.  It will give perspectives on areas such as the Audit Committee Makeup, Audit Policy, Risk Assessment, Audit Reports and 2026 Regulatory Focus.

Performing IT Risk Assessments: Identifying and Mitigating Key Risks
IT risk assessments are more relevant than ever in today’s fast changing digital landscape. While the core principles remain, practice has evolved from a static, periodic exercise into a dynamic, continuously informed process. Modern assessments are not simply compliance reports, they are strategic tools that help leadership identify what matters most, prioritize remediation, and drive proactive risk reduction aligned to the institution’s risk appetite and operating realities.

In this session, we’ll walk through a practical approach to performing IT risk assessments that connect inherent risk, likelihood, impact, and mitigating controls to a defensible view of residual risk and an actionable remediation roadmap. We’ll also discuss how institutions are aligning the assessment to enterprise risk management and board oversight, using frameworks and meeting evolving regulatory expectations—so executives can make faster, clearer decisions about what to fix, what to accept, and what to monitor.

Internal Audit Trends in the BSA/AML Landscape
Internal audit functions in the BSA/AML world are evolving from traditional compliance checking into strategic, risk aligned evaluators of enterprise-wide financial crime controls. This session will delve into Marijuana Related Banking, Model Validation and Digital Assets.

Wells Fargo Account Fraud – Case Study
This session will provide a walk through the fraud, the identified players, penalties and the role Internal Audit. It will give a unique perspective as to the charges brought by the OCC against members of the Internal Audit function of the Bank and the final settlements that were 
reached.

What’s Ahead for Community Banks: Evolving Technology, Cyber, and AI Risks in 2026 and Beyond 
As technology continues to evolve, so do the risks facing community banks. This session brings together recent observations from 2025 and a forward-looking view of what may shape the risk environment in 2026 and beyond. This session covers key information technology, information security, and cybersecurity considerations, including changes in threat activity, increased reliance on third parties and cloud platforms, growing data governance challenges, and the expanding use of AI and other advanced technologies within banking operations.

Managing Risk and Oversight in Real Time Payments: What Community Banks Should Know 
As real time payments (RTP) continue to gain traction across the banking industry, community banks are navigating new operational, fraud, and governance considerations. This session brings together recent observations from 2025 and a forward looking view of how RTP adoption may continue to evolve in 2026 and beyond. The session examines key considerations related to RTP participation through The Clearing House, highlighting practical impacts for community banks today and areas to prepare for going forward. 

A Practical, Risk Focused Perspective to Audit Credit Risk Management
As economic conditions evolve and regulatory expectations continue to rise, credit risk remains one of the most significant drivers of institutional risk. Internal audit functions are increasingly expected to provide timely, insightful assurance over not only credit processes, but also the governance, judgment, and data that underpin credit risk decisions.

This presentation delivers a practical, audit focused view of credit risk management, designed to help internal auditors effectively assess whether credit risk is being identified, measured, monitored, and controlled in line with the organization’s risk appetite.

When
4/1/2026 9:00 AM - 4:00 PM
Eastern Daylight Time
Where
Teams Meeting
Registration
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About the Speaker(s)



Ms. Julianna Casey
Cherry Bekaert

Julianna Casey (Risk Advisory Manager), Juliana provides services and expertise to clients in various areas of regulatory compliance and internal audit. Here areas of focus include BSA/AML, lending and deposit compliance, operational internal audit and data analytics. Juliana oversees the BSA/AML Model Validation for the firm.




Mr. Chris D. Dittz
Cherry Bekaert

Chris Dittz (Risk Advisory Director), who has over 15 years of financial institutions experience and plays a vital, hands-on role with risk officers and internal auditors on building out programs to address risk assessments, monitoring procedures, internal audit coverage, reporting and audit committee communications. His practical approach has led to building many successful compliance monitoring programs in a cost-effective manner for community banks.




Ryan Hanley
Cherry Bekaert

As a Manager in Cherry Bekaert’s Risk Advisory practice, Ryan supports the loan review program and engages in various financial institution risk audits. He brings extensive experience in promoting effective credit, concentration and asset-liability risk management practices. Ryan joined Cherry Bekaert with 13 years of experience in the financial sector. He spent his career at the Federal Reserve Bank of Boston, serving as a Senior Examiner for regional and community banking organizations. In this capacity, he led complex examinations, assisting institutions in enhancing their risk management practices and ensuring compliance with regulatory standards. Over the years, Ryan has developed a robust expertise in strategic planning, loan review, capital planning, stress testing, and liquidity and interest rate risk management.




James Jarrett
Cherry Bekaert

As a Director in Cherry Bekaert's Risk Advisory practice, Jim has decades of diversified internal audit experience, including overseeing internal audit plans and programs with a focus on the financial services industry. His 35+ years of experience includes both corporate audit and advisory work. Jim is proficient in all parts of the internal audit process, including risk assessment and audit plan development, audit plan execution, follow-up monitoring and presenting to audit committees. His areas of expertise include retail operations, lending, finance and accounting, regulatory compliance, and FDICIA and Sarbanes-Oxley (SOX) pre-implementation, testing and reporting. Additionally, Jim has experience interacting with different state and federal regulatory agencies. Prior to joining Cherry Bekaert, Jim was a Firm Director and practice leader within the financial services risk advisory services practice for a national accounting firm specializing in providing internal audit, regulatory compliance, FDICIA and SOX services. Additionally, Jim’s experience includes being an expert witness in a case involving the Chief Executive Auditor and Executive Audit Director of a $1.7 trillion bank and working as a consultant with the FDIC receivership group.




Jeffrey Johns
Cherry Bekaert

As a Partner in Cherry Bekaert’s Risk Advisory Services practice, Jeff brings more than 18 years of experience providing Information technology and cyber security advisory services for financial institutions. A Certified Information Systems Auditor (CISA), Certified Data Privacy Solutions Engineer (CDPSE) and Certified in Risk and Information Systems Control (CRISC), Jeff helps organizations navigate the complex regulatory landscape that shapes cybersecurity and information security within the financial sector. Jeff delivers strategic guidance and hands-on oversight for public and private institutions across a wide range of areas, including IT audits, information security reviews, cybersecurity assessments, vulnerability management, social engineering testing and disaster recovery planning. Jeff also provides leadership in vendor management, social media risk reviews, security awareness training and data mining solutions. Through a comprehensive and proactive approach, Jeff collaborates with clients to strengthen security posture, maintain regulatory compliance and manage risk in an evolving threat environment.




Mr. Jeremy Lankster
Cherry Bekaert

Jeremy Lankster (Risk Advisory Senior Manager), who has over 20 years of financial institution experience in assisting banks with the maturity of their BSA/AML, Internal Audit, compliance programs and trust operations. Building out risk assessments and monitoring programs continue to be a focus in meeting the expectations of the regulatory environment.




Audrey Magennis
Cherry Bekaert

As a Director in Cherry Bekaert's Information Assurance & Cybersecurity practice, Audrey leverages her well-versed information technology background to guide clients through software development project management and network migration, as well as with internal audit processes. With over 20 years of experience in information technology, Audrey performs and manages Virtual Information Security Officer (VISO) and IT internal audits for a variety of service industries, such as financial services, education, insurance, and professional services. Prior to joining Cherry Bekaert, Audrey served as a senior director at a boutique regulatory compliance and advisory firm, where she led their technology, risk, information technology audit, and cybersecurity practice. While in this role, she managed product development via life cycle implementation, established operations and security procedures for IT departments across industries, and provided a range of advisory and assurance services to clients. Audrey is a Certified Information Systems Auditor (CISA), Certified in Risk Information Systems Control (CRISC), and a Certified Data Privacy Solutions Engineer (CDPSE).


Education Alliance Cancellation Policy
Substitutions are always welcome and encouraged. All cancellations and substitutions request must be submitted in writing prior to the event.

KBA Seminar Registration can be cancelled 30 days prior to the event date and receive a full refund. Cancellations received between 29 days and 10 days prior to the event will be charged a $50 processing fee. There will be no refund for cancellations received less than 10 days prior to the event.

KBA Schools Applicants can withdraw from a KBA School 10 days prior to the 1st day of the school for a refund minus a $150 cancellation fee. There is no refund if an applicant withdraws after the deadline or if applicant fails to attend the school, with the exception of extenuating circumstances. Due to commitments and expenses we cannot reverse, such as: handouts, food, beverages, room rentals, speaker fees, etc.; even extenuating circumstances will require partial refunds because of these expenses.